关于「 investment advisory business」的内容列表
The Dealers Association interviewed major securities companies to urge their investment advisory business to operate in a standardized manner
Trading business association negotiation securities company supervision investment advisory business standardized operation
On September 11, the Dealers Association found in its self-discipline management that some securities companies, in the process of carrying out investment advisory services for small and medium-sized banks, have problems such as controlling customer transactions, mixing self-operated and investment advisory services, and adjusting income and interest transfer between different accounts through disguised pools of funds. In order to strengthen the regulation of the bond market and promote the smoo...
2024-09-11 11:46:10
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